Head of Compliance and HR - Claremont

Company: The Recruitment Council
Location: Palo Alto
Posted on: May 24, 2025

Job Description:

Our client is seeking a dynamic and versatile Head of Compliance and HR to join a fast-growing financial services company. This role is ideal for a highly adaptable professional with extensive experience across compliance, legal, and human resources functions. The successful candidate will be responsible for ensuring regulatory compliance, managing HR processes, and overseeing legal documentation. A strong interest in crypto and fintech is a plus!This role is perfect for someone who:

• Has a strong background in financial services, fintech, banking, or crypto.
• Can seamlessly switch between legal, compliance, HR, and operational responsibilities.
• Thrives in a fast-paced environment and can work independently.
• Enjoys collaborating with C-suite executives to drive business growth.Key Responsibilities:
  • Oversee all HR processes, including onboarding, employee relations, and regulatory adherence.
  • Collaborate with external compliance advisors and ensure full regulatory compliance.
  • Conduct due diligence on service providers and manage risk assessments.
  • Draft, review, and manage legal agreements and internal policies.
  • Ensure compliance with FSCA, SARB, FIC, and banking regulations.
  • Support the CEO and CFO with compliance and HR-related strategy and decision-making.Qualifications:
    • Degree or Diploma in Law or Finance.Experience:
      • 5+ years in financial services, banking, fintech, or crypto.
      • Strong background in compliance, HR, and legal operations.Skills & Attributes:
        • Legal expertise to handle in-house legal matters.
        • Strong regulatory knowledge (FSCA, FIC, SARB, Banking).
        • HR and operational management experience.
        • Advanced Excel skills (Mandatory).
        • Ability to multitask and perform under pressure.
        • Passion for cryptocurrency and financial innovation.
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Keywords: The Recruitment Council, Pleasanton , Head of Compliance and HR - Claremont, Human Resources , Palo Alto, California